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FINRA/SEC Registered Advisors

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Firm Name
EDWARD JONESSt. Louis, MO
No. of Advisors29003
AUM$824,988,034,503
No. of Clients5086856
Fee StructureA percentage of AUM, Fixed fees, Other (SEE SCHEDULE D - MISCELLANEOUS)
Firm Name
No. of Advisors19871
AUM$558,464,518,060
No. of Clients1352052
Fee StructureA percentage of AUM, Fixed fees, Commission Based
Firm Name
No. of Advisors390
AUM$306,242,186,324
No. of Clients282
Fee StructureA percentage of AUM, Fixed fees, Performance Based, Other (OTHER APPROPRIATE MEASURE OF PROGRAM SIZE)
No. of Advisors225
AUM$229,554,718,263
No. of Clients647
Fee StructureA percentage of AUM, Fixed fees, Performance Based
No. of Advisors218
AUM$169,541,361,944
No. of Clients13
Fee StructureA percentage of AUM, Other (SEE SCHEDULE D-MISCELLANEOUS)
Firm Name
No. of Advisors3227
AUM$154,192,149,347
No. of Clients346499
Fee StructureA percentage of AUM, Fixed fees, Commission Based
No. of Advisors6534
AUM$149,248,936,163
No. of Clients348524
Fee StructureA percentage of AUM, Fixed fees, Commission Based
Firm Name
No. of Advisors27
AUM$40,337,272,573
No. of Clients14
Fee StructureA percentage of AUM, Fixed fees, Other (REIMBURSEMENT OF EXPENSES)
No. of Advisors501
AUM$37,481,639,918
No. of Clients40790
Fee StructureA percentage of AUM, Hourly charges, Fixed fees
Firm Name
No. of Advisors53
AUM$33,033,194,860
No. of Clients140
Fee StructureA percentage of AUM, Fixed fees, Performance Based
No. of Advisors645
AUM$29,339,693,896
No. of Clients81837
Fee StructureA percentage of AUM, Fixed fees, Other (FEE SHARING WITH INDEPENDENT REGISTERED INVESTMENT ADVISORS)
No. of Advisors711
AUM$13,158,414,504
No. of Clients44978
Fee StructureA percentage of AUM, Hourly charges, Fixed fees
Firm Name
No. of Advisors117
AUM$8,922,002,847
No. of Clients12871
Fee StructureA percentage of AUM, Hourly charges, Fixed fees
Firm Name
No. of Advisors54
AUM$7,200,932,108
No. of Clients17208
Fee StructureA percentage of AUM
Firm Name
ELMTREE FUNDS, LLCSt. Louis, MO
No. of Advisors35
AUM$7,155,619,787
No. of Clients18
Fee StructureA percentage of AUM, Performance Based

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