Question 1

What credentials should I look for when choosing a financial advisor in Connecticut?

Accepted Answer

When choosing a financial advisor in Connecticut, it is important to look for certain credentials that demonstrate their expertise and credibility. Look for advisors who hold recognized certifications such as Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), or Chartered Financial Consultant (ChFC). These designations indicate that the advisor has met rigorous education, experience, and ethical standards. Additionally, check if the advisor is registered with a reputable regulatory body such as the Securities and Exchange Commission (SEC) or the Financial Industry Regulatory Authority (FINRA). For further information, you can refer to our guide on  how to use BrokerCheck to evaluate a financial advisors credentials.

Question 2

How do I choose the right financial advisor in Connecticut?

Accepted Answer

When choosing the right financial advisor, consider your specific financial needs, conduct thorough background checks, check for relevant credentials, and research their fee structures. By following these steps, you can make a more informed choice when selecting a financial advisor who meets your specific needs and demonstrates the necessary credentials and ethical standards. For more information, refer to this guide on 
								    choosing the best financial advisor in Connecticut.

Question 3

How often should I meet with my financial advisor in Connecticut?

Accepted Answer

How often you should meet with your financial advisor may depend on your specific financial situation and goals. For complex finances, you may need to meet with your financial advisor weekly or monthly, while for those with regular income and simpler investments, quarterly or annual meetings may be enough. Your advisor can assist in determining the suitable meeting frequency based on your circumstances. Read on to learn more about 
									how often you should meet with your advisor.

Question 4

How can I evaluate the performance of my financial advisor in Connecticut?

Accepted Answer

To evaluate the performance of your financial advisor in Connecticut, you should start by assessing the progress of your financial goals and whether the advisor's recommendations align with your objectives. Compare your investment portfolio's performance to relevant market benchmarks, and evaluate advisor fees for reasonableness and transparency. Additionally, evaluate your advisor's communication and trustworthiness by assessing their ability to keep you informed, address concerns, and consider your overall satisfaction with their guidance. To learn more about evaluating your financial advisor, explore this guide on the things you should know to assess your financial advisor's work.

Question 5

What services can I expect from a financial planner in Connecticut?

Accepted Answer

You can expect financial advisors in Connecticut to offer a wide range of financial services including retirement planning, investment management, wealth management, estate planning, and more. By understanding your individual goals and financial situation, they can assist you in crafting a personalized financial plan and provide ongoing support as your needs evolve. By clicking on the "View full profile" button of any vetted financial advisor listed on our Connecticut directory, you can access detailed information about their services, fees, credentials, and more.

Question 6

What are the benefits of working with a financial planner in Connecticut?

Accepted Answer

There are multiple benefits to hiring a financial advisor in Connecticut. As a client, you can gain some peace of mind knowing you're making informed financial decisions due to your advisor's knowledge and years of relevant experience working with Connecticut residents. A financial advisor can also potentially minimize investment risks and lead to more returns on your investments. Additionally, an advisor will review your investments regularly and provide ongoing support to help you stay on track toward your financial goals. To learn more, read  The Benefits Of Working With A Financial Advisor.


POINT72 ASSET MANAGEMENT, L.P.Stamford, CT	2872	15	$172,101,281,944	A percentage of AUM, Performance Based, Other (PERFORMANCE-BASED COMPENSATION)
BRIDGEWATER ASSOCIATES, LPWestport, CT	1196	133	$171,751,270,410	A percentage of AUM, Performance Based, Other (INVESTMENT ADVISORY SUPPORT SERVICES)
AQR CAPITAL MANAGEMENT, LLCGreenwich, CT	573	294	$132,541,536,421	A percentage of AUM, Performance Based, Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT)
HARTFORD INVESTMENT MANAGEMENT COMPANYHartford, CT	296	170	$110,207,824,026	A percentage of AUM, Fixed fees, Other (COST REIMBURSEMENT, AFFILIATE COMPENSATION (SEE PART 2A, ITEM 6))
VERITION FUND MANAGEMENT LLCGreenwich, CT	524	4	$107,251,821,000	A percentage of AUM, Performance Based, Other (REIMBURSEMENT OF COSTS)
AST INVESTMENT SERVICES, INC.Shelton, CT	53	32	$105,935,674,542	A percentage of AUM
CONNING, INC.Hartford, CT	270	534	$100,423,245,789	A percentage of AUM, Hourly charges, Subscription fees, Fixed fees, Performance Based, Other (NEGOTIATED FEES)
NEW ENGLAND ASSET MANAGEMENT, INC.Farmington, CT	112	824	$95,235,028,580	A percentage of AUM, Fixed fees
AXA INVESTMENT MANAGERS US INCStamford, CT	182	253	$90,193,021,028	A percentage of AUM, Fixed fees, Performance Based, Other (REAL ESTATE RELATED FEES)
SYMETRA INVESTMENT MANAGEMENT COMPANYFarmington, CT	79	8	$74,598,201,884	A percentage of AUM
VIKING GLOBAL INVESTORS LPStamford, CT	275	22	$64,496,929,630	A percentage of AUM, Performance Based
TUDOR INVESTMENT CORPORATIONStamford, CT	355	21	$63,586,929,000	A percentage of AUM, Performance Based, Other (EXPENSE PASS THROUGH)
VIRTUS INVESTMENT ADVISERS, LLCHartford, CT	8	105	$53,982,609,839	A percentage of AUM
STONE POINT CAPITAL LLCGreenwich, CT	112	39	$48,452,616,973	A percentage of AUM, Performance Based, Other (ADVISORY, MONITORING, AND CERTAIN OTHER RELATED FEES.)
PORTFOLIO ADVISORS LLCDarien, CT	158	116	$42,237,636,380	A percentage of AUM, Hourly charges, Fixed fees, Performance Based

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