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FINRA/SEC Registered Advisors

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No. of Advisors674
AUM$1,016,556,943,580
No. of Clients41105
Fee StructureA percentage of AUM, Subscription fees, Fixed fees, Performance Based, Other (TRANSITION MANAGEMENT SERVICE FEES)
Firm Name
No. of Advisors220
AUM$545,530,164,135
No. of Clients401
Fee StructureA percentage of AUM, Other (UNITARY FEES)
Firm Name
ENVESTNET PMCChicago, IL
No. of Advisors415
AUM$426,071,864,566
No. of Clients1821809
Fee StructureA percentage of AUM, Subscription fees, Fixed fees, Other (A PERCENTAGE OF ASSETS OR REVENUES UNDER OUR CLIENTS' MANAGEMENT)
Firm Name
No. of Advisors1857
AUM$248,044,764,038
No. of Clients37
Fee StructureA percentage of AUM, Performance Based, Other (PASS THROUGH OF CERTAIN EXPENSES)
Firm Name
No. of Advisors397
AUM$239,614,971,441
No. of Clients59703
Fee StructureA percentage of AUM, Fixed fees, Performance Based
Firm Name
LGIM AMERICAChicago, IL
No. of Advisors286
AUM$222,353,891,759
No. of Clients559
Fee StructureA percentage of AUM, Fixed fees, Performance Based
Firm Name
No. of Advisors426
AUM$210,879,000,000
No. of Clients2926
Fee StructureA percentage of AUM, Other (FIXED FEES PER UNIT (UITS) FOR PORTFOLIO SUPERVISORY SERVICES)
Firm Name
No. of Advisors146
AUM$150,368,021,677
No. of Clients182
Fee StructureA percentage of AUM
Firm Name
THOMA BRAVOChicago, IL
No. of Advisors224
AUM$137,680,800,000
No. of Clients116
Fee StructureA percentage of AUM, Performance Based
Firm Name
GC ADVISORS LLCChicago, IL
No. of Advisors836
AUM$132,768,576,078
No. of Clients119
Fee StructureA percentage of AUM, Performance Based, Other (SHARED SERVICES FEES AND EXPENSES)
Firm Name
No. of Advisors1816
AUM$130,239,337,374
No. of Clients178256
Fee StructureA percentage of AUM, Hourly charges, Fixed fees, Commission Based, Other (RETAINER OR SERVICE FEES OR SOME COMBINATION OF 1, 2, 4, 5 & 7)
Firm Name
No. of Advisors286
AUM$122,915,401,080
No. of Clients286
Fee StructureA percentage of AUM, Hourly charges, Fixed fees
Firm Name
No. of Advisors6648
AUM$104,468,595,111
No. of Clients423554
Fee StructureA percentage of AUM, Hourly charges, Fixed fees
Firm Name
No. of Advisors884
AUM$104,127,115,218
No. of Clients77
Fee StructureA percentage of AUM, Performance Based, Other (SHARED SERVICES FEES AND EXPENSES)
Firm Name
HARRIS | OAKMARKChicago, IL
No. of Advisors217
AUM$101,246,680,842
No. of Clients2331
Fee StructureA percentage of AUM, Fixed fees, Performance Based

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